Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. 8 a.m. 5 p.m. GMT Meet Andrew Nix. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Senior Executive Vice President Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Evaluate current compliance program activities and gauge their effectiveness and impact. 205-264-4551 Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Senior Executive Vice President Regions News Online: regions.doingmoretoday.com Core Product Marketing. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. During this period, he served in line management positions in manufacturing, distribution and sales. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. John M. Turner, Jr. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Danella earned a bachelors degree in Economics and English from Vanderbilt. Treasurer. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Executive Vice President Ronald G. Smith David J. Turner, Jr. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Leadership Team and Board of Directors - First Horizon Bank Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Andrews experience and insights will help us build on these accomplishments. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Lead Compliance Officer job in Tempe at Wells Fargo Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. He leads the companys executive leadership team. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Nix to oversee corporate governance framework supporting Regions services for customers and communities. William D. Ritter Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Privacy Policy. Questions about becoming a Gartner client? Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. General Counsel and Corporate Secretary. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Regions provides links to other websites merely and strictly for your convenience. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He began his career in information systems with McDonnell-Douglas. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Please refine your filters to display data. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He is also a member of the companys Executive Leadership Team. Cheatham graduated from Auburn University with a bachelors degree in accounting. In 2006, he led the HR integration during the Regions/AmSouth merger. Executive Vice President Pichel began his career as a financial analyst with General Motors. Senior Executive Vice President Head of the Wealth Management Group. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Senior Executive Vice President Additional information about Regions and its full line of products and services can be found at www.regions.com. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Executive Vice President Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Martha Raber He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions Bank is an Equal Housing Lender and Member FDIC. He is also a member of the companys Executive Leadership Team. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Additional information about Regions and its full line of products and services can be found at www.regions.com. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. He is also a member of the Southeastern Council of Foundations. Management Bios | Regions Financial Corporation Community Affairs Chief Risk Officer . In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Senior Executive Vice President Corporate Banking Division Head. 2023Gartner, Inc. and/or its affiliates. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Prior to assuming her current role, she was named associate director of investor relations in 2010. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. All Rights Reserved. Regions Bank is an Equal Housing Lender and Member FDIC. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. This press release features multimedia. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Chief Data and Analytics Officer. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Smith began his banking career at Deposit Guaranty as a management trainee. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Executive Vice President In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. He is a member of the banks Executive Leadership Team. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Fournier J. Head of Corporate Banking Group. He earned a masters degree in Human Resources from Boston University. By clicking the "Submit" button, you are agreeing to the The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Senior Executive Vice President He is also a member of the United Ways Tocqueville Society. This 32-page document allows for easier reading and reference. Head of Corporate Responsibility and Community Engagement. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981.